About LPL Financial
LPL Financial Holdings Inc., commonly called LPL Financial, is a financial services company founded in 1989 and described as an independent broker-dealer. It is a FINRA and SIPC member and operates as a wealth management firm serving independent financial advisors and institutions. The company reports more than 32,000 advisors on its platform, and its investor relations materials emphasize that advisors and institutions can choose their own business models, services and technology.
Services listed on its website include personalized investment advice, financial planning, wealth management, banking and lending, and insurance and tax planning. Its private wealth offerings extend to estate and trust planning and business owner support. In New York, the official site lists a corporate office at 1133 Avenue of the Americas, floors 34 to 35, and says a permanent presence was established in the city in January 2026. Wikipedia lists main offices in Boston, Fort Mill, Austin and San Diego, with San Diego given as headquarters.
| Type | Organization |
|---|---|
| New York offices | New York, NY (1133 Avenue of the Americas, Midtown Manhattan) |
| Website | lpl.com |
| Registered NY attorneys | 6 |
Organization profile based on its official website and public sources (reviewed October 30, 2026). Attorney list from the New York State Unified Court System registration data. Not affiliated with LPL Financial.
Registered attorneys
Kenneth Dipaola Suspended Astrid Tsang Suspended Matthew Morningstar Currently registered Andrew Hart Currently registered Sarah Paul Currently registered Calvin Ketchum Currently registeredRegistration status can change at any time. Confirm any attorney's current status through the official New York Attorney Search.