Official NY OCA attorney registration data · Updated 2026 Methodology Discipline records
Organization

Waterfall Asset Management, LLC

7 attorneys in the New York State Bar registry list this organization as their firm or employer.

About Waterfall Asset Management, LLC

Waterfall Asset Management, LLC is an investment management firm founded in 2005 and headquartered in New York City. Its homepage points to complex, differentiated investments in specialized areas of asset-backed finance, particularly structured credit securities and whole loans. A registration profile describes the firm as a multi-strategy manager running hedge fund, private equity and real estate strategies for a largely institutional client base, and it reports acting as sponsor and manager of pooled investment vehicles.

The firm lists its headquarters at 1251 Avenue of the Americas in New York City and says it also has offices in London and Dublin. Its website reports about 150 employees and an estimated $12.1 billion in assets under management as of March 31, 2026. The firm is registered with the U.S. Securities and Exchange Commission as an investment adviser under CRD number 137746.

TypeOrganization
New York officesNew York City
Phone(212) 257-4600
Websitewaterfallam.com
Registered NY attorneys7

Organization profile based on its official website and public sources (reviewed October 30, 2026). Attorney list from the New York State Unified Court System registration data. Not affiliated with Waterfall Asset Management, LLC.

Registered attorneys

Kenneth Nick Admitted 1997 · New York, NY Currently registered Glenn Guszkowski Admitted 2002 · New York, NY Currently registered Jason Ebert Admitted 2011 · New York, NY Currently registered Athanassios Panagopoulos Admitted 2013 · New York, NY Currently registered Derrell Hill Admitted 2015 · New York, NY Currently registered Steven Shafer Admitted 2017 · New York, NY Currently registered Rachel Peyser Admitted 2017 · New York, NY Currently registered

Registration status can change at any time. Confirm any attorney's current status through the official New York Attorney Search.

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